DFX Intelligence
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Registered advisor
A•••••• M•••• B••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
17 y
since Feb 23, 2009
In the industry
25 y
since Jul 12, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 23, 2009 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 22, 2005 to Mar 9, 2009 · Wyomissing, Pa
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 9, 2009, registered Feb 23, 2009 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address