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Registered advisor
D•••• M•••• S••••
Feed of 09/15/2026
Also filed as D•••• M•••• W••••••••• M•••• B••••
At current firm
4 y
since Feb 3, 2022
In the industry
26 y
since Sep 13, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 3, 2022 · Merrillville, In
- W•••• F•••• A••••••• wirehouseMay 22, 2013 to Oct 16, 2014 · Orland Park, Il
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to May 22, 2013 · Orland Park, Il
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 17, 2009 to Oct 5, 2009 · Orland Park, Il
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jul 6, 2009 · Palos Heights, Il
- A• G• E•••••• • S•••• I••• unclassifiedNov 20, 2007 to Jan 1, 2008 · Palos Heights, Il
All 6 prior registrationsShow fewer
- W•••••• • R••• formerOct 12, 2000 to Dec 31, 2005 · Westmont, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Oct 16, 2014, registered Feb 3, 2022 (2667 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left May 22, 2013, registered May 22, 2013 (0 days) · Affiliated broker-dealer or bank to wirehouse
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to A••••••••• A•••••• S•••••••• I•••left Jul 6, 2009, registered Jul 17, 2009 (11 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
All 6 movesShow fewer
- W•••••• • R••• to A• G• E•••••• • S•••• I•••left Dec 31, 2005, registered Nov 20, 2007 (689 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address