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B•••• J•••• W•••

Registered advisorat A••••• A•• P••••••• S•••••••Dual registrant· Hackensack, Nj IAPD 4231996
At current firm
19 y
since May 17, 2007
In the industry
25 y
Prior registered firms
2
Signals
0
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
  • B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
    Oct 20, 2004 to Mar 5, 2007 · East Hanover, Nj
  • Q•••• • R•••••• I••• unclassified
    Aug 28, 2002 to Oct 20, 2004 · Upper Montclair, Nj
Moves
a registration end followed by a registration begin elsewhere
  • B••• O• A•••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••
    left Mar 5, 2007, registered May 17, 2007 (73 days) · Other
  • Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
    left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
25derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address