DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
H••••• P•••• A•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as H••••• L••• P••••
At current firm
16 y
since Mar 1, 2010
In the industry
24 y
since Sep 27, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 1, 2010 · Brentwood, Tn
- U••• B•••••• I••••••••• I••• formerMar 22, 2006 to Feb 26, 2010 · Nashville, Tn
- E•••••• S••••••• A•••••••• I••• unclassifiedMar 3, 2004 to Sep 2, 2005 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Feb 26, 2010, registered Mar 1, 2010 (3 days) · Other
- E•••••• S••••••• A•••••••• I••• to U••• B•••••• I••••••••• I•••left Sep 2, 2005, registered Mar 22, 2006 (201 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address