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R•••• E• H•••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Cincinnati, OhIAPD 4242079
Certified Financial Planner
As of · the IAPD feed; also filed as R•••••• E••••• H•••
- At current firm
- 6 y
- In the industry
- 22 y
- Prior registered firms
- 2
- Signals
- 0
since Aug 5, 2020
As of · the IAPD feed; also filed as R•••••• E••••• H•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 5, 2020 · Cincinnati, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Aug 5, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDJun 26, 2007 to Jul 13, 2018 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 5, 2020, registered Aug 5, 2020 (0 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address