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Registered advisor

C••• K• S••••

C•••••• S••••• • C••• I•••national BDOmaha, Nedual registrantIAPD 4243788

Feed of 09/14/2026

Also filed as C••• K•••••• S••••

At current firm

3 y

since Oct 4, 2022

In the industry

25 y

since Sep 28, 2000 (earliest exam, job or registration)

Prior registered firms

5

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Oct 4, 2022 · Omaha, Ne

T• A••••••••• I••••••••• M••••••••• L•• former
Jan 14, 2020 to Feb 22, 2021 · Omaha, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 23, 2009 to Jan 21, 2016 · Omaha, Ne
T• A••••••••• I••• former
Jul 23, 2009 to Oct 14, 2022 · Omaha, Ne
E••••• J•••• national BD
Jun 20, 2008 to Jun 8, 2009 · St Louis, Mo
M•• F•••••••• S•••••••• I••• former
Jul 14, 2005 to Jun 12, 2008 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 14, 2022, registered Oct 4, 2022 (-10 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Feb 22, 2021, registered Oct 4, 2022 (589 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jan 21, 2016, registered Jul 23, 2009 (-2373 days) · channel change inside one enterprise, not a move
E••••• J•••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 8, 2009, registered Jul 23, 2009 (45 days) · Other
M•• F•••••••• S•••••••• I••• to E••••• J••••
left Jun 12, 2008, registered Jun 20, 2008 (8 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address