DFX Intelligence
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Registered advisor
M•••••• S•••• B••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M• S•••• B••••••••• B••••
At current firm
1 y
since Nov 15, 2024
In the industry
26 y
since Sep 21, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Nov 15, 2024 · Tullahoma, Tn
- L•• F•••••••• L•• BD affiliatedJul 28, 2010 to Nov 29, 2024 · Tullahoma, Tn
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 20, 2006 to Jul 28, 2010 · Tullahoma, Tn
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Nov 29, 2024, registered Nov 15, 2024 (-14 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Jul 28, 2010, registered Jul 28, 2010 (0 days) · Other
Signals
- ••• LockedNov 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address