DFX Intelligence
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Registered advisor
R••••• A•••• M•••••••••
Feed of 09/14/2026
At current firm
10 y
since Jan 22, 2016
In the industry
26 y
since Aug 12, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 22, 2016 · Rockton, Il
- L•• F•••••••• L•• BD affiliatedFeb 19, 2010 to Jan 21, 2016 · Rockton, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Feb 19, 2010 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 24, 2005 to Jan 2, 2009 · Rockford, Il
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 2, 2002 to Aug 8, 2005 · Rockford, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 21, 2016, registered Jan 22, 2016 (1 day) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Feb 19, 2010, registered Feb 19, 2010 (0 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- S•••••• N••••••• • C••••••• I••••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Aug 8, 2005, registered Aug 24, 2005 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address