DFX Intelligence
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Registered advisor
M•••••• P••• G••••••••
Feed of 09/15/2026
At current firm
12 y
since May 15, 2014
In the industry
25 y
since Jan 15, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 15, 2014 · Newark, De
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 4, 2002 to Jul 20, 2004 · Lawerenceville, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to A••••• A•• P••••••• S•••••••left Jul 20, 2004, registered May 15, 2014 (3586 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address