DFX Intelligence
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Registered advisor
V••••••• P••• N•••••
Feed of 09/14/2026
Also filed as V••• • B•• P••• N••••••••• P••• N••••••••• N••••••••• P••• N•••••
At current firm
3 y
since Jan 6, 2023
In the industry
16 y
since Apr 14, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 6, 2023 · Richmond, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to May 4, 2021 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2013 to Feb 17, 2021 · Richmond, Va
- S•••• • S••••••••• L•• formerMay 12, 2010 to Jan 2, 2013 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address