DFX Intelligence
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Registered advisor
D•••• H• B•••••
Feed of 09/15/2026
At current firm
18 y
since Aug 14, 2008
In the industry
22 y
since Jan 21, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 14, 2008 · Westlake, Oh
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Aug 6, 2008 · Westlake, Oh
- A• G• E•••••• • S•••• I••• unclassifiedJan 21, 2004 to Jan 1, 2008 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Aug 6, 2008, registered Aug 14, 2008 (8 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address