L•• S••••••• M••••

Feed of 09/14/2026

At current firm

7 y

since Jan 8, 2019

In the industry

22 y

since May 24, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 29, 2013 to Jan 8, 2019 · Short Hills, Nj
W•••• F•••• A••••••• wirehouse
Feb 13, 2009 to May 1, 2013 · Summit, Nj
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
May 26, 2006 to Feb 19, 2009 · Summit, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
May 24, 2004 to Jun 8, 2006 · Florham Park, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jan 8, 2019, registered Jan 8, 2019 (0 days) · Wirehouse to wirehouse · moved with a team
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 1, 2013, registered Apr 29, 2013 (-2 days) · Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Feb 19, 2009, registered Feb 13, 2009 (-6 days) · Other
C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Jun 8, 2006, registered May 26, 2006 (-13 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address