DFX Intelligence
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Registered advisor
D••••• J••••• E••••
Feed of 09/14/2026
At current firm
9 y
since Sep 27, 2016
In the industry
25 y
since Nov 28, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 27, 2016 · Virginia Beach, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 25, 2001 to Sep 27, 2002 · Norfolk, Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Sep 27, 2002, registered Sep 27, 2016 (5114 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address