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Registered advisor
K•••• M•••••• S•••••••
Feed of 09/14/2026
Also filed as K•••• M•••••• S••••••••• M• B••••••••• M• S•••••••
At current firm
5 y
since Feb 10, 2021
In the industry
25 y
since Feb 21, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 10, 2021 · Stuart, Fl
- M••••• S•••••• wirehouseAug 30, 2019 to Jan 22, 2021 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 2, 2007 to Aug 19, 2019 · Plantation, Fl
- A• G• E•••••• • S•••• I••• unclassifiedFeb 21, 2001 to Nov 13, 2002 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 22, 2021, registered Feb 10, 2021 (19 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 19, 2019, registered Aug 30, 2019 (11 days) · Wirehouse to wirehouse · moved with a team
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 13, 2002, registered Nov 2, 2007 (1815 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address