DFX Intelligence
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Registered advisor
S•••••• M• M•••••
Feed of 09/14/2026
Also filed as S•••••• M•••••
At current firm
3 y
since Mar 2, 2023
In the industry
24 y
since Jul 3, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Mar 2, 2023 · Stuart, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 28, 2009 to Mar 3, 2023 · Stuart, Fl
- W•••• F•••• A••••••• wirehouseMar 16, 2004 to Apr 17, 2009 · Stuart, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Mar 3, 2023, registered Mar 2, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 17, 2009, registered Apr 28, 2009 (11 days) · Wirehouse to wirehouse
Signals
- ••• LockedMar 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address