DFX Intelligence
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Registered advisor
A•••• P•••••• T•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since Jan 5, 2018
In the industry
25 y
since Oct 18, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 5, 2018 · Las Vegas, Nv
- R•••••• J•••• • A••••••••• I••• national BDNov 24, 2014 to Dec 11, 2017 · Irvine, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDApr 3, 2009 to Dec 8, 2014 · Henderson, Nv
- U•• F•••••••• S••••••• I••• wirehouseDec 9, 2002 to Apr 15, 2009 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 11, 2017, registered Jan 5, 2018 (25 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Dec 8, 2014, registered Nov 24, 2014 (-14 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Apr 15, 2009, registered Apr 3, 2009 (-12 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address