DFX Intelligence
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Registered advisor
D•••••• R• M••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as D•••••• R• M••••••••• M••••
At current firm
7 y
since Oct 17, 2018
In the industry
24 y
since Mar 11, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Oct 17, 2018 · Augusta, Ga
- E•••••••• A•••••••• L•• national BDMar 11, 2002 to Aug 30, 2002 · Chattanooga, Tn
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Aug 30, 2002, registered Oct 17, 2018 (5892 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address