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Registered advisor
R••••• G••• L•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedFort Wayne, Indual registrantIAPD 4275425
Feed of 09/14/2026
At current firm
11 y
since Oct 17, 2014
In the industry
25 y
since Nov 1, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 17, 2014 · Fort Wayne, In
- R•••••• J•••• • A••••••••• I••• national BDMay 14, 2003 to Oct 21, 2014 · Ft. Wayne, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 11, 2000 to Feb 20, 2003 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 21, 2014, registered Oct 17, 2014 (-4 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Feb 20, 2003, registered May 14, 2003 (83 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address