DFX Intelligence
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Registered advisor
J•••••• S• S••••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since May 13, 2021
In the industry
25 y
since Dec 14, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 13, 2021 · Arden, Nc
- U•• F•••••••• S••••••• I••• wirehouseMay 1, 2009 to May 21, 2021 · Palm Beach Gardens, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 25, 2003 to Apr 27, 2009 · Palm Beach Gardens, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 15, 2000 to Sep 5, 2003 · Stuart, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left May 21, 2021, registered May 13, 2021 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Apr 27, 2009, registered May 1, 2009 (4 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 5, 2003, registered Jul 25, 2003 (-42 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address