D••••• F•••••••• D•••

Feed of 09/15/2026

At current firm

4 y

since Jan 26, 2022

In the industry

25 y

since Dec 27, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• A••••••••• I••••••••• M••••••••• L•• former
Dec 5, 2011 to Sep 7, 2023 · St Paul, Mn
T• A••••••••• I••• former
Dec 5, 2011 to Oct 14, 2022 · St. Paul, Mn
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Nov 7, 2011 · St. Louis, Mo
W•••• F•••• I••••••••• L•• unclassified
Mar 10, 2004 to Jan 3, 2011 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Dec 5, 2011 (-3966 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to T• A••••••••• I•••
left Nov 7, 2011, registered Dec 5, 2011 (28 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address