DFX Intelligence
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Registered advisor
K•• T• T•••
Feed of 09/15/2026
Also filed as K•• T•••• T•••
At current firm
3 y
since Oct 6, 2022
In the industry
25 y
since May 8, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 6, 2022 · San Diego, Ca
- T• A••••••••• I••• formerJun 17, 2009 to Oct 14, 2022 · San Diego, Ca
- T• A••••••••• I••• formerMar 24, 2006 to Jul 25, 2007 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 14, 2022, registered Oct 6, 2022 (-8 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address