DFX Intelligence
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Channel change (one enterprise)
40 advisors moved from T• A••••••••• I••• to C•••••• S••••• • C••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alan Thomas Bunce | San Diego, Ca | Oct 14, 2022 | Sep 9, 2022 |
| Amanda Louise Picard | Sacramento, Ca | Oct 14, 2022 | Jan 26, 2022 |
| Anthony Michael Richardson | San Diego, Ca | Oct 14, 2022 | Oct 6, 2022 |
| Aoife B Ridge | San Diego, Ca | Oct 14, 2022 | May 9, 2022 |
| Carl Wong | Cupertino, Ca | Oct 14, 2022 | Jan 26, 2022 |
| Cesar E Fierro | San Diego, Ca | Oct 14, 2022 | Oct 6, 2022 |
| Christopher James Piercy | San Diego, Ca | Oct 14, 2022 | Jul 28, 2021 |
| Daniel Gong | Cupertino, Ca | Oct 14, 2022 | Jan 26, 2022 |
| Daniel Guadarrama | San Diego, Ca | Oct 14, 2022 | Oct 6, 2022 |
| David Nathan Zerkle | San Diego, Ca | Oct 14, 2022 | Oct 6, 2022 |
| Dustin Glenn Smith | San Diego, Ca | Oct 14, 2022 | Jan 26, 2022 |
| Elissa Jo Knaebel | San Diego, Ca | Oct 14, 2022 | Oct 6, 2022 |
| Eric Alan Volinsky | San Diego, Ca | Oct 14, 2022 | Oct 7, 2022 |
| Eric Joseph Busch | San Diego, Ca | Oct 14, 2022 | Oct 4, 2022 |
| Erik Aaker | San Diego, Ca | Oct 14, 2022 | Oct 5, 2022 |
| Garrett Thomas Earls | Brea, Ca | Oct 14, 2022 | Jan 26, 2022 |
| James Alan Mccaughey | Carlsbad, Ca | Oct 14, 2022 | Jan 26, 2022 |
| James Howard Barney | San Diego, Ca | Oct 14, 2022 | Oct 4, 2022 |
| Jared B Desoto | San Diego, Ca | Oct 14, 2022 | Oct 4, 2022 |
| Joseph Wayne Tacto | San Diego, Ca | Oct 14, 2022 | Sep 30, 2022 |
| Joshua Braun | San Diego, Ca | Oct 14, 2022 | Oct 4, 2022 |
| Kevin Richard Quinlevan | Los Angeles, Ca | Oct 14, 2022 | Jan 26, 2022 |
| Kha T Tran | San Diego, Ca | Oct 14, 2022 | Oct 6, 2022 |
| Lance Allen Robert Chuck | San Ramon, Ca | Oct 14, 2022 | Jan 25, 2022 |
| Marcus Adam Thorstad | San Diego, Ca | Oct 14, 2022 | Mar 4, 2025 |
| Matthew Ian Mcgruder | San Diego, Ca | Oct 14, 2022 | Sep 9, 2022 |
| Melissa M Drago | San Mateo, Ca | Oct 14, 2022 | Oct 6, 2021 |
| Melody Lynn Donnelly | San Diego, Ca | Oct 14, 2022 | Sep 30, 2022 |
| Mia S Amos | San Diego, Ca | Oct 14, 2022 | Oct 10, 2022 |
| Michael Domingo Quitazol | San Diego, Ca | Oct 14, 2022 | Oct 4, 2022 |
| Michael J Gondek | San Diego, Ca | Oct 14, 2022 | Sep 9, 2022 |
| Rolando Ruiz Bautista | San Diego, Ca | Oct 14, 2022 | Oct 6, 2022 |
| Ryan Clay Schwartz | Mission Viejo, Ca | Oct 14, 2022 | Jan 26, 2022 |
| Scott Kevin Collins | Woodland Hills, Ca | Oct 14, 2022 | Jan 26, 2022 |
| Sean Treanor | Piedmont, Ca | Oct 14, 2022 | Aug 17, 2021 |
| Selena Nicole Cefaloni | Los Angeles, Ca | Oct 14, 2022 | Feb 23, 2024 |
| Stephen Thomas Andrusky | Irvine, Ca | Oct 14, 2022 | Jan 26, 2022 |
| Steven Scott Gray | San Diego, Ca | Oct 14, 2022 | Oct 4, 2022 |
| Tsega Mehary | San Diego, Ca | Oct 14, 2022 | Oct 4, 2022 |
| Yuan Kang Tang | Pasadena, Ca | Oct 14, 2022 | Jan 26, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 14, 2022
- Registered next
- Jul 28, 2021 to Mar 4, 2025
- Branch state
- CA
- Cities
- 13, most in San Diego, Ca
- Registered there that day
- 1,240 (people still on IAPD; an estimate)
- Share of that headcount
- 3.2%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape