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W•••••• W••• H••••••
Registered advisorat C••••••••• F•••••••• N••••••Dual registrant· Saint Simons Island, Ga IAPD 4296531
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 17 y
- In the industry
- 25 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 5, 2009
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 5, 2009 · Alpharetta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDMar 28, 2003 to Jan 2, 2009 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Jan 2, 2009, registered Jan 5, 2009 (3 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address