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B••• R•••••• R•••••••••
Senior Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Venice, Fl IAPD 4296750
As of · the IAPD feed
- At current firm
- 6 y
- In the industry
- 25 y
- Prior registered firms
- 3
- Signals
- 0
since Jun 26, 2020
As of · the IAPD feed
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• LockedreportedHTTPS:firm site, Sep 24, 2026
- Team page
- ••• Lockedreportedwithheld-2firm site, Sep 24, 2026
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Senior Vice President/InvestmentsreportedHTTPS:firm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 26, 2020 · Columiba, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 4, 2012 to Jun 29, 2020 · Venice, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 13, 2012 · St. Louis, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 25, 2001 to Jun 1, 2009 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 29, 2020, registered Jun 26, 2020 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 13, 2012, registered Jan 4, 2012 (-9 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address