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Registered advisor
K•••••• E• A•••••••••
Feed of 09/14/2026
Also filed as K•••••• E••••• A••••••••• E••••• A••••••••• E••••• A••••••••• E• A•••••• N••••••••• E• A•••••• • N•••••••
At current firm
12 y
since Mar 4, 2014
In the industry
19 y
since Aug 31, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 4, 2014 · Wellesley, Ma
- M••••• S•••••• • C•• L•• unclassifiedJan 23, 2009 to Jun 1, 2009 · Wellesley, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 29, 2008 to Jan 27, 2009 · Wellesley Hills, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Mar 4, 2014 (1737 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Jan 27, 2009, registered Jan 23, 2009 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address