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Registered advisor
B•••••• A•• A••••••
Feed of 09/14/2026
Also filed as B•••••• A•• M•••••••• M••••••••• A•• M••••
At current firm
2 y
since May 29, 2024
In the industry
25 y
since Feb 1, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 29, 2024 · South Bend, In
- R•••••• J•••• • A••••••••• I••• national BDSep 3, 2009 to Jan 6, 2020 · Mishawaka, In
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 21, 2009 · Mishawaka, In
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 19, 2001 to Jun 1, 2009 · South Bend, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Jan 6, 2020, registered May 29, 2024 (1605 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Sep 21, 2009, registered Sep 3, 2009 (-18 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address