DFX Intelligence
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Registered advisor
C•••••••• N••••••• D••••••
Feed of 09/14/2026
Also filed as C•••••••• D••••••••• N••••••• D••••••
At current firm
16 y
since Jun 4, 2010
In the industry
19 y
since Aug 13, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 4, 2010 · Red Bank, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 23, 2010 · Red Bank, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 21, 2007 to Jun 1, 2009 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 23, 2010, registered Jun 4, 2010 (-19 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address