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Registered advisor
P•••• A••••• G••••••
Feed of 09/14/2026
Also filed as P•••• C••••••••• A• C••••••••• A• C••••••••• A• G••••••
At current firm
6 y
since Mar 20, 2020
In the industry
24 y
since Nov 5, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 20, 2020 · Stroudsburg, Pa
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to Apr 2, 2020 · New York, Ny
- U•• I••••••••• I••• unclassifiedDec 22, 2009 to Jan 1, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 2, 2020, registered Mar 20, 2020 (-13 days) · Wirehouse to wirehouse · moved with a team
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address