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Registered advisor

M•••••• C••• A•••••

M••••• S••••••wirehouseNew York, Nydual registrantIAPD 4313418
Feed of 09/14/2026
Also filed as M••• A•••••
At current firm
9 y
since May 8, 2017
In the industry
23 y
since Apr 3, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Dec 1, 2009 to May 3, 2010 · Jersey City, Nj
  • M••••• S•••••• wirehouse
    Jun 1, 2009 to Dec 2, 2009 · Jersey City, Nj
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Jun 1, 2009 · Jersey City, Nj
  • M••••• S•••••• D• I••• unclassified
    Jul 18, 2006 to Apr 2, 2007 · Jersey City, Nj
  • T• A••••••••• I••• former
    Dec 15, 2004 to Mar 29, 2006 · Jersey City , Nj
All 6 prior registrations
  • M••••• S•••••• D• I••• unclassified
    Apr 16, 2003 to Mar 26, 2004 · Rockway, Nj
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to M••••• S••••••
    left May 3, 2010, registered May 8, 2017 (2562 days) · Other
  • M••••• S•••••• to M••••• S•••••• • C•• L••
    left Dec 2, 2009, registered Dec 1, 2009 (-1 days) · Other
  • M••••• S•••••• • C•• L•• to M••••• S••••••
    left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
  • T• A••••••••• I••• to M••••• S•••••• D• I•••
    left Mar 29, 2006, registered Jul 18, 2006 (111 days) · Other
All 6 moves
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
23derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address