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Registered advisor
C•••••••• T• S••••
Feed of 09/14/2026
Also filed as C•••••••• T••••••• D••••••••• L••• T••••••••• L••• T•••••• S••••••••• S••••
At current firm
10 y
since Nov 25, 2015
In the industry
25 y
since Feb 9, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 25, 2015 · Brentwood, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 15, 2004 to Nov 27, 2015 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Nov 27, 2015, registered Nov 25, 2015 (-2 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address