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S•••• G•••••• C•••
As of · the IAPD feed; also filed as S•••• G•••••• C••••••••• G• C•••
- At current firm
- 5 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Mar 16, 2021
As of · the IAPD feed; also filed as S•••• G•••••• C••••••••• G• C•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 16, 2021 · Raleigh, Nc
- E••••• J•••• national BDJan 20, 2017 to Mar 10, 2021 · Wake Forest, Nc
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Mar 10, 2021, registered Mar 16, 2021 (6 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address