DFX Intelligence
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Registered advisor
T•••• J••• M•••••••••
Feed of 09/14/2026
Also filed as T•••• J••• M••••••••• J••• J•••••
At current firm
7 y
since Oct 1, 2018
In the industry
25 y
since Feb 23, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 1, 2018 · West Linn, Or
- L•• F•••••••• L•• BD affiliatedJun 24, 2010 to Oct 11, 2018 · Wilsonville, Or
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedDec 2, 2009 to Jul 1, 2010 · Tigard, Or
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 11, 2018, registered Oct 1, 2018 (-10 days) · RIA to affiliated broker-dealer or bank · moved with a team
- T••••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••left Jul 1, 2010, registered Jun 24, 2010 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address