DFX Intelligence
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Registered advisor
K•••• M•••••• R•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K•••• M• R•••••
At current firm
1 y
since Jun 6, 2025
In the industry
24 y
since Jun 15, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 6, 2025 · Paramus, Nj
- U•• F•••••••• S••••••• I••• wirehouseMar 16, 2012 to Jun 17, 2025 · Florham Park, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 20, 2012 · Morristown, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 3, 2006 to Jun 1, 2009 · Morristown, Nj
- M••••• S•••••• D• I••• unclassifiedJun 17, 2002 to Nov 6, 2006 · Fairfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 17, 2025, registered Jun 6, 2025 (-11 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 20, 2012, registered Mar 16, 2012 (-4 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Nov 6, 2006, registered Nov 3, 2006 (-3 days) · Other
Signals
- ••• LockedJun 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address