DFX Intelligence
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T••••• T••••••• W•••
As of · the IAPD feed; also filed as T••••• T••••••• W•••
- At current firm
- 13 y
- In the industry
- 25 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 19, 2013
As of · the IAPD feed; also filed as T••••• T••••••• W•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 19, 2013 · Charlotte, Nc
- M•• F•••••••• S•••••••• I••• formerMay 20, 2004 to Aug 3, 2009 · Columbia, Sc
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Aug 3, 2009, registered Aug 19, 2013 (1477 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address