DFX Intelligence
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Registered advisor
D••••• J••••• G••••••
Feed of 09/14/2026
Also filed as D• J••• G••••••
At current firm
19 y
since Jul 30, 2007
In the industry
25 y
since May 22, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 30, 2007 · Boston, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 28, 2005 to Jun 4, 2007 · Brookfield, Ct
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Jun 4, 2007, registered Jul 30, 2007 (56 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address