DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Feed of 09/14/2026
Also filed as R••• S• K••••
At current firm
16 y
since Nov 25, 2009
In the industry
22 y
since Dec 9, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 25, 2009 · Cincinnati, Oh
- R•••••• J•••• • A••••••••• I••• national BDNov 22, 2005 to Nov 16, 2009 · Blue Ash, Oh
- A•••••• I••• unclassifiedJan 22, 2004 to Dec 9, 2005 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Nov 16, 2009, registered Nov 25, 2009 (9 days) · Affiliated broker-dealer or bank to wirehouse
- A•••••• I••• to R•••••• J•••• • A••••••••• I•••left Dec 9, 2005, registered Nov 22, 2005 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address