DFX Intelligence
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Registered advisor
M•••••• P• W••••••
Feed of 09/15/2026
At current firm
6 y
since Oct 18, 2019
In the industry
24 y
since Oct 31, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Feb 22, 2024 · Ponte Vedra Beach, Fl
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Oct 18, 2019 · Ponte Vedra Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 19, 2008 to Oct 28, 2019 · Los Angeles, Ca
- L••••• B••••••• I••• unclassifiedMar 10, 2008 to Oct 2, 2008 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Oct 28, 2019, registered Oct 18, 2019 (-10 days) · Wirehouse to independent RIA
- L••••• B••••••• I••• to U•• F•••••••• S••••••• I•••left Oct 2, 2008, registered Sep 19, 2008 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address