DFX Intelligence
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Registered advisor
J••• E• F••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• E••• F••••
At current firm
10 y
since Sep 13, 2016
In the industry
25 y
since Aug 21, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Sep 13, 2016 · San Antonio, Tx
- T• A••••••••• I••• formerAug 4, 2022 to Oct 14, 2022 · San Antonio, Tx
- S•••••••• A••••••• L•• national BDJul 24, 2013 to Sep 6, 2016 · Mt Kisco, Ny
- S•••••••• A••••••• L•• national BDJul 31, 2006 to Feb 13, 2009 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to no registered destinationleft Oct 14, 2022 · Departure, no registered destination
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Sep 6, 2016, registered Sep 13, 2016 (7 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 14, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address