DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• E• R••••••
Feed of 09/14/2026
Also filed as K•••• E• R••••••••• E• R••••••••• R••••••
At current firm
1 y
since Apr 25, 2025
In the industry
21 y
since Mar 18, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 25, 2025 · West Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 3, 2017 to Apr 28, 2025 · Bloomfield Hills, Mi
- M••••• S•••••• wirehouseSep 30, 2010 to Mar 6, 2017 · Troy, Mi
- U•• F•••••••• S••••••• I••• wirehouseMar 18, 2005 to Mar 3, 2008 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Apr 28, 2025, registered Apr 25, 2025 (-3 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 6, 2017, registered Mar 3, 2017 (-3 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Mar 3, 2008, registered Sep 30, 2010 (941 days) · Wirehouse to wirehouse
Signals
- ••• LockedApr 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address