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Registered advisor

A••••• D••••• G•••••

S•••••• N••••••• • C••••••• I•••••••••national BDJohnson City, Tndual registrantIAPD 4402979
Feed of 09/14/2026
Also filed as A••••• D••••• S••••
At current firm
3 y
since Sep 26, 2022
In the industry
22 y
since Jun 11, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profile
title, designations and roles as the firm prints them
Title
Financial Advisorreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
  • W•••• F•••• A••••••• wirehouse
    Aug 16, 2005 to May 2, 2011 · Johnson City, Tn
  • A••••••••• A•••••• S•••••••• I••• unclassified
    Jun 11, 2004 to Jul 28, 2004 · Kingsport, Tn
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
22derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address