DFX Intelligence
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Registered advisor
K•••• L• P•••••••
Feed of 09/14/2026
Also filed as K•••• L•••••• P••••••••• P•••••••• P••••••••• P••••••••• L• P••••••••• L• P••••••••• P•••••••• K••••••••• L•••••• P••••••••• P•••••••• P•••••••
At current firm
3 y
since Jul 13, 2023
In the industry
16 y
since Jan 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jul 13, 2023 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedMay 15, 2023 to Jul 13, 2023 · Palatine, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Jul 13, 2023, registered Jul 13, 2023 (0 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address