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M••••••• M•••• D•••••• S•••
Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Waterloo, Il IAPD 4408570
As of · the IAPD feed; also filed as M••••••• M•••• C••••••••• M•••• D••••••••• M•••• D•••••• C••••••••• D••••••••• M•••• D•••••• S•••
- At current firm
- 5 y
- In the industry
- 25 y
- Prior registered firms
- 2
- Signals
- 0
since Aug 3, 2021
As of · the IAPD feed; also filed as M••••••• M•••• C••••••••• M•••• D••••••••• M•••• D•••••• C••••••••• D••••••••• M•••• D•••••• S•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 3, 2021 · O'Fallon, Il
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Aug 11, 2021 · O Fallon, Il
- A• G• E•••••• • S•••• I••• unclassifiedSep 5, 2005 to Jan 1, 2008 · Fairview Heights, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 11, 2021, registered Aug 3, 2021 (-8 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address