DFX Intelligence
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Registered advisor
S•••••• G••••• A••••
Feed of 09/14/2026
At current firm
18 y
since Jan 15, 2008
In the industry
22 y
since Apr 30, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 15, 2008 · Spokane, Wa
- E••••• J•••• national BDNov 7, 2007 to Dec 18, 2007 · Spokane, Wa
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Dec 18, 2007, registered Jan 15, 2008 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address