DFX Intelligence
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Registered advisor
A•••••• P•••••• K••••••
Feed of 09/14/2026
Also filed as A•••••• K••••••••• G•••• P••••••••• P• K••••••••• M••••••••• P• K••••••
At current firm
12 y
since Jul 25, 2014
In the industry
21 y
since Mar 25, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jul 25, 2014 · Newport, Ky
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 17, 2005 to Dec 22, 2011 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Dec 22, 2011, registered Jul 25, 2014 (946 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address