DFX Intelligence
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Registered advisor
W••••• W•••••••••
Feed of 09/14/2026
Also filed as W••••••• W••••••••• A••••• W•••••••••
At current firm
16 y
since Nov 13, 2009
In the industry
24 y
since Oct 26, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Nov 13, 2009 · Niles, Il
- N•••••• I••••••••• I••• unclassifiedJan 23, 2008 to Nov 13, 2009 · Chicago, Il
- I••••• F•••••••• C••••••••• formerMar 27, 2003 to Jan 31, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to N•••••• I••••••••• I•••left Jan 31, 2008, registered Jan 23, 2008 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address