DFX Intelligence
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Registered advisor
A••• C••••••••
Feed of 09/14/2026
Also filed as A••• W••••••••• C••••••••• C••••••••
At current firm
1 y
since Jun 4, 2025
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Jun 4, 2025 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseNov 19, 2019 to Feb 4, 2022 · Middle Village, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to L•• E••••••••• L••left Feb 4, 2022, registered Jun 4, 2025 (1216 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedFeb 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address