DFX Intelligence
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Registered advisor
B••••••• S•••• G•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B••••••• S•••• G••••••••• S• G•••••
At current firm
8 y
since May 21, 2018
In the industry
20 y
since Mar 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 21, 2018 · Providence, Ri
- S•••••••• A••••••• L•• national BDSep 13, 2012 to Feb 1, 2018 · Merrimack, Nh
- S•••••••• A••••••• L•• national BDAug 19, 2010 to Apr 4, 2012 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Feb 1, 2018, registered May 21, 2018 (109 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address