DFX Intelligence
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Registered advisor
S••• D•••• F•••••
Feed of 09/14/2026
At current firm
18 y
since Feb 4, 2008
In the industry
24 y
since Nov 1, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 4, 2008 · Folsom, Ca
- W•••••• • R••• formerDec 13, 2001 to Feb 5, 2008 · Folsom, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to C••••••••• F•••••••• N••••••left Feb 5, 2008, registered Feb 4, 2008 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address