DFX Intelligence
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Registered advisor
L••••••• S••••
Feed of 09/14/2026
Also filed as L••••••• S••••• S••••
At current firm
0 y
since Dec 22, 2025
In the industry
24 y
since Aug 8, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Dec 22, 2025 · Pepper Pike, Oh
- A• G• E•••••• • S•••• I••• unclassifiedAug 8, 2002 to Sep 23, 2003 · Mentor, Oh
Moves
a registration end followed by a registration begin elsewhere
- A• G• E•••••• • S•••• I••• to P•• W••••• M•••••••••left Sep 23, 2003, registered Dec 22, 2025 (8126 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address