DFX Intelligence
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Registered advisor
K•••• P••••• B••••
Feed of 09/15/2026
At current firm
2 y
since Sep 17, 2024
In the industry
24 y
since Nov 26, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 17, 2024 · San Diego, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 16, 2010 to Sep 19, 2024 · Doylestown, Pa
- P•• W••••• M••••••••• BD affiliatedJul 27, 2004 to Jul 19, 2010 · Willow Grove, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJun 23, 2003 to Jul 30, 2004 · Conshohocken, Pa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Sep 19, 2024, registered Sep 17, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Jul 19, 2010, registered Jul 16, 2010 (-3 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Jul 30, 2004, registered Jul 27, 2004 (-3 days) · Other
Signals
- ••• LockedSep 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address